Tag: Financial Regulation

Michael J. Venuto – Professional Biography

I’m excited to share a comprehensive look at my professional journey, leadership experience, and the values that have shaped my work across the ETF and broader financial ecosystem. As I step into a new chapter focused on board service and strategic advisory work, I’m grateful for the opportunities that have defined my career and energized for those ahead. Here is my biography.

Daniel Smith: Guided by Integrity, Driven by Purpose

As I reflect on my 40-year career in financial services, I am proud of the work I’ve done in strengthening governance, risk management, and regulatory compliance across several respected institutions. I am excited to share a more detailed look at my professional journey, values, and areas of expertise as I explore new board and advisory opportunities. Here is my biography.

Damon “Jerry” Savoy: Strategic Thinker Committed to Strengthening Integrity, Risk Management, and Global Financial Systems

I’m proud to share my professional biography, reflecting more than three decades of service in financial regulation, compliance, and leadership. My journey has taken me from courtroom advocacy to regulatory strategy, from national oversight to international engagement—all grounded in a commitment to integrity and effective governance.

Joanna Perkins: Shaping Global Financial Systems with Vision, Integrity, and Insight

After years of working across legal, regulatory, and policy roles—particularly as CEO of a financial law think tank—I’ve had the privilege of helping shape how institutions and policymakers navigate complexity in global markets. I'm driven by curiosity, a love for law and finance, and a desire to contribute meaningfully in times of change. Here is my biography.

Susan Andros: Risk & Control Visionary Driving Regulatory Transformation and Business Resilience

Susan Andros is a transformational risk and compliance leader who helps global organizations evolve responsibly by reducing risk, strengthening regulatory adherence, and leveraging technology to drive sustainable growth. With a pragmatic approach shaped by hands-on experience in dynamic financial environments, she has consistently delivered measurable results—revamping business controls, resolving complex regulatory issues, and inspiring teams to innovate. Her passion for strategic change, combined with a deep commitment to governance, customer satisfaction, and employee engagement, has made her a trusted advisor and impactful leader at some of the world’s most respected institutions.

Sam Soltani: Driving Sustainable Growth Through Collaborative Funding Solutions and Responsible Finance.

Excited to share my professional biography! Over the years, I’ve built a career in financial services, risk management, and impact investing—working with global institutions and leading sustainability-focused initiatives. From founding Sola View Network to shaping risk governance at top banks and lecturing at Columbia University, my journey has been deeply rooted in driving financial and social impact.

Mark Steffensen: Empowering organizations through integrity, strategy, and expertise.

As a legal executive and former SEC regulator with over three decades in global financial services, I’m excited to share my experience and insights in corporate governance, regulatory compliance, and strategic advisory. My journey reflects a commitment to empowering organizations and supporting industry advancements. Here is my biography.

Will Barry: Navigating Complex Compliance and Enforcement Challenges with Strategic Precision

I’m excited to share my professional biography, which highlights my 30 years of experience in white-collar criminal defense, compliance, and corporate governance. Throughout my career, I’ve had the privilege of advising multinational companies and senior executives on some of their most challenging legal matters. Here is my biography.

Mike Finlay: Transforming Risk into Resilience; Leading with Insight, Integrity, and Innovation.

I’m thrilled to share my professional journey with you all! With over 35 years of experience in banking and finance, I’ve had the privilege of pioneering risk management practices and developing frameworks for leading financial institutions. As Chief Executive of RiskBusiness and publisher of The Risk Universe, I’ve been dedicated to advancing operational excellence and global risk management education. My work spans international markets and diverse sectors, reflecting my commitment to enhancing risk management practices worldwide. I’m excited to continue contributing to this field and sharing my insights with you all!