Adam S. Plotkin is a seasoned executive with over 25 years of expertise in financial services, investment management, and compliance. A dynamic and results-oriented leader, Adam has a proven track record of driving revenue growth, optimizing operational efficiencies, and fostering long-term client relationships. His strategic vision and leadership acumen have positioned him as a trusted advisor in the investment industry, where he has successfully led teams, streamlined processes, and enhanced client engagement strategies to drive sustained business success.
Throughout his career, Adam has held key leadership positions, most recently serving as senior vice president, client services at Davidson Investment Advisors, where he played a pivotal role in managing client services processes, mentoring high-profile teams, and driving business growth. Prior to Davidson, he spent over 20 years at Caprin Asset Management LLC, where he ascended through leadership ranks, serving as managing director, chief compliance officer, senior vice president, and assistant vice president. In these roles, he spearheaded compliance initiatives, directed client engagement strategies, and implemented operational improvements that led to significant efficiency gains and enhanced investment performance.
Adam’s expertise extends across RA money management, SEC evaluation, regulatory compliance, risk management, and investment advisory services. His ability to implement comprehensive compliance programs, conduct due diligence, and oversee regulatory frameworks has ensured operational integrity and risk mitigation in high-stakes investment environments. Additionally, his leadership in portfolio management, taxable bond oversight, and strategic partnerships has contributed to the growth and stability of multiple financial organizations.
Beyond his corporate career, Adam is deeply committed to mentorship, team development, and community engagement. He has actively contributed to the Jewish Community Federation of Richmond as a board member and has held leadership roles within The Jewish Federations of North America, where he chaired multiple committees. His involvement in these organizations highlights his dedication to philanthropy, fundraising, and fostering a culture of giving back. His personal mission statement, “If I am remembered for what I earned, I have failed. I would rather be remembered for what I have given,” reflects his unwavering commitment to service and leadership.
In addition to his professional and philanthropic endeavors, Adam is an accomplished public speaker, having addressed both business and volunteer audiences on topics such as education, fundraising, and Jewish world affairs. His international exposure in Israel and Ethiopia further enriches his global perspective and cultural awareness, making him a valuable asset to organizations with an international footprint.
Adam holds a master of arts in liberal arts from St. John’s University and a bachelor of arts in philosophy and journalism with honors from Washington and Lee University. His academic background complements his analytical thinking, strategic decision-making, and leadership philosophy.
Outside of his professional life, Adam is an avid golfer and tennis player, having previously taught golf professionally. He is also a member of the United States Tennis Association (USTA), reflecting his passion for sports, mentorship, and personal development.
Now at an inflection point in his career, Adam is actively seeking board and advisory roles where he can leverage his extensive experience to help organizations expand, evolve, and navigate complex business landscapes. His ability to foster creativity, encourage risk-taking, and cultivate high-performing teams makes him a strategic asset for companies looking to drive innovation, compliance, and financial growth. Adam believes that great leadership is about empowering others, taking accountability, and creating an environment where people can thrive—principles that have defined his career and continue to shape his leadership journey.
Character: Adam S. Plotkin is a principled leader who prioritizes integrity, mentorship, and fostering a culture of accountability and giving back.
Knowledge: With over 25 years of experience in financial services, investment management, and compliance, Adam possesses deep expertise in regulatory frameworks, risk management, and portfolio oversight.
Strategic: Adam has a proven ability to drive business growth, streamline operations, and implement innovative solutions that enhance client engagement and organizational effectiveness.
Communication: As an experienced public speaker and relationship-driven executive, Adam excels in articulating complex financial concepts, engaging diverse audiences, and building strong, lasting partnerships.
