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    Tag: compliance

    Marianne Savage: Transformational Technology Leader Driving Innovation in Life Sciences and Regulated Industries

    Marianne Savage is a seasoned technology executive and life sciences strategist with a distinguished career leading enterprise innovation across regulated industries. With over 40 years of experience spanning global product management, pharmacovigilance, and go-to-market strategy, she has played a pivotal role in transforming legacy systems into modern, cloud-based platforms that meet stringent compliance standards. Marianne’s ability to blend deep regulatory knowledge with technical fluency and operational leadership has earned her a reputation as a trusted advisor, team builder, and driver of strategic growth.

    Lois Baynham: Empowering Growth Through Inclusive Strategy and Human-Centered Leadership

    I'm excited to share a professional milestone that reflects my journey across HR leadership, governance, and inclusive strategy. Over the past 25 years, I’ve had the honor of working alongside visionary teams, leading transformative projects, and advocating for equity in both corporate and community spaces. As I continue expanding my impact through board service and consulting, I’m proud to share my story with you. Here is my biography.

    Kapil K. Jain: Global Finance and Strategic Risk Leader

    I'm proud to share this comprehensive executive biography, which reflects my four-decade journey in global finance, risk management, corporate governance, and leadership at EY. It's been an incredible path, shaped by collaboration, innovation, and a passion for ethical impact across borders and industries.

    Rajesh Adoni | Transformational Healthcare Technology Leader & Strategic Advisor

    Rajesh Adoni is a visionary healthcare technology executive with over three decades of experience leading large-scale transformation initiatives across government, health tech, and engineering sectors. Best known for directing California’s Medi-Cal Rx transition impacting over 15 million lives, Rajesh has a proven track record of aligning strategy, compliance, and innovation to drive measurable results. A skilled collaborator and certified Agile leader, he thrives in complex environments and brings a unique ability to unite cross-functional teams around shared goals. His passion for mentorship, systems thinking, and public service makes him a trusted advisor for organizations navigating healthcare modernization.

    Tweed Steadman: Strategic Catalyst for Risk-Driven Transformation

    After an incredible 20+ year journey in financial services and global operations, I’m thrilled to share my executive biography. My experience spans continents, institutions, and functions—from risk and compliance to strategy and transformation. I’m passionate about giving back and exploring new opportunities to contribute to board leadership.

    Audit Practices in Fund Accounting: Ensuring Financial Integrity

    In fund accounting, robust audit practices are essential for maintaining transparency, compliance, and stakeholder trust. Audits serve as more than regulatory obligations; they are strategic tools that safeguard financial integrity and build confidence among investors and regulators. Effective preparation, including thorough pre-audit reviews and strong internal controls, ensures a smooth audit process, while fostering collaboration between internal teams and external auditors enhances efficiency and accuracy. By focusing on detailed review processes and actionable insights, organizations can use audits to drive operational improvements and maintain regulatory compliance. As the industry evolves, adopting innovative and rigorous audit frameworks will be key to ensuring long-term success in fund management.

    Desire Banse: “Bridging Security, Innovation, and Strategic Leadership.”

    I’m excited to share my executive biography, highlighting my journey in cybersecurity, risk management, AI-driven security solutions, and governance. Over the years, I’ve had the privilege of working on global security frameworks, research-driven innovations, and enterprise security transformations. My focus remains on helping organizations strengthen their security postures, align compliance with innovation, and prepare for the future of digital security.

    The Role of Data Mining in Enhancing Business Efficiency

    In the rapidly evolving landscape of benefit plan management, data mining is becoming an essential tool for enhancing business efficiency. By uncovering actionable insights from large datasets, organizations can improve decision-making, streamline operations, and deliver personalized member experiences. This article delves into the role of data mining in benefit plans, exploring key techniques like predictive modeling, anomaly detection, and clustering. It also highlights the importance of building a data-driven culture, ensuring data privacy compliance, and investing in the right technology infrastructure. With advancements in AI and real-time analytics, data mining is poised to reshape benefit plan management, driving better outcomes and operational efficiency.

    Tom Quigley: Distinguished General Counsel, Nationally Prominent Litigator and Strategic Legal and Business Advisor

    Thomas Quigley is a distinguished legal executive with a proven track record in public transportation law, complex litigation, and nonprofit governance. As General Counsel of the New York Metropolitan Transportation Authority, he led a legal team of over 400 professionals, consolidated six separate legal departments, and played a key role in shaping policy alongside executive leadership and government officials. With over 25 years as a senior partner at Winston & Strawn LLP, he built a reputation as a top-tier trial lawyer and strategic advisor, handling high-stakes litigation across multiple industries. His expertise extends to compliance, risk management, corporate governance, and cybersecurity, reinforced by an M.S. in Nonprofit Management from Columbia University. Recognized by industry leaders for his legal acumen and leadership, Quigley continues to bring strategic vision and ethical leadership to every role he undertakes.

    Linda Prager: A Visionary Leader in Risk and Compliance. Driving Sustainable and Scalable Solutions in Financial Services.

    I am excited to share my executive biography, detailing my journey in financial risk management, compliance, and governance. With over 30 years of experience across top global institutions, I have built sustainable risk frameworks, led regulatory compliance initiatives, and optimized operational resilience. I am now looking to leverage my expertise by serving on a board and contributing to strategic risk governance.

    Chip Armbruster: Real Estate & Estate Planning Legal Expert

    Chip Armbruster is a seasoned legal professional specializing in real estate law, estate planning, and trust administration. As the Managing Member of Tomasetti Law, LLC, he brings nearly 15 years of expertise in guiding clients through complex legal transactions with a strategic and client-focused approach. His background includes a decade of legal practice, experience in higher education as an adjunct professor, and early career roles in academic advising and compliance. With a Juris Doctor from Widener University School of Law and a foundation in kinesiology and exercise science from Indiana University Bloomington, Chip combines legal acumen with a broad perspective on business and compliance matters. His leadership, knowledge, and commitment to client success continue to drive the excellence of his practice.

    Thomas Abbatiello: Expert Compliance Executive.

    With over 25 years of experience guiding organizations through complex compliance landscapes, I'm committed to leveraging my expertise to drive growth and safeguard reputations. To learn more about my professional journey, here is my biography.

    Lisa Hollingshead: Experienced Commercial Lending Executive Focused on Portfolio and Relationship Management

    Lisa Hollingshead is a seasoned commercial lending executive with extensive experience in portfolio management, credit risk assessment, and relationship development. As Vice President, Portfolio Manager II at Community West Bank, she plays a pivotal role in managing loan portfolios, ensuring compliance, and fostering client relationships to support business growth. With a strong background in SBA, USDA, and EDA loan programs, Lisa combines financial expertise with a strategic approach to risk management and business development. Her commitment to customer service, teamwork, and operational excellence has made her a trusted leader in the financial industry.

    Adam S. Plotkin | Executive Leader in Financial Services, Investment Management, and Compliance

    Adam S. Plotkin is a seasoned executive with over 25 years of experience in financial services, investment management, and compliance. A strategic leader with a strong focus on regulatory oversight, risk management, and client engagement, Adam has successfully guided organizations through growth, operational improvements, and industry challenges. His expertise spans RA money management, SEC evaluation, and portfolio oversight, making him a trusted advisor in the investment sector. Beyond his corporate achievements, Adam is a dedicated mentor and community leader, actively serving on boards and committees, particularly within the Jewish community. A passionate advocate for fostering creativity and empowering others, Adam is now seeking board and advisory roles where he can leverage his deep expertise to help organizations evolve and thrive.

    Navigating the Complexities of Fund Accounting: Insights from a Director

    Fund accounting is a nuanced field that demands a balance of technical precision, strategic thinking, and adaptability. Unlike traditional corporate accounting, its focus lies in ensuring compliance, transparency, and accuracy in areas like net asset value (NAV) calculations and investor reporting. Drawing from over two decades of experience, the author shares key strategies, emphasizing the importance of robust internal controls, leveraging advanced technologies to streamline operations, and staying proactive with compliance. Equally vital is fostering a collaborative team culture and embracing continuous improvement to navigate evolving regulations and market demands. By blending expertise with innovation, fund administrators can excel in a dynamic financial landscape.

    Peter L. Watson: Accomplished Legal Executive Driving Corporate Strategy and Governance

    Peter L. Watson is an accomplished legal executive with extensive expertise in corporate governance, compliance, mergers and acquisitions, and risk management. As General Counsel for a leading industrial distributor and manufacturer, he plays a critical role in shaping corporate strategy, mitigating risks, and ensuring regulatory compliance across global operations. With over two decades of experience spanning industries such as energy, manufacturing, and finance, he has successfully led complex transactions, developed comprehensive compliance frameworks, and advised executive leadership on high-stakes legal and business matters. His strategic mindset, strong negotiation skills, and ability to align legal functions with corporate objectives have made him a trusted advisor to boards and management teams, driving business growth and operational excellence.