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    Tag: Audit Executive

    Ed Williams | Audit & Risk Management Executive | SOX Program Leader | Strategic Compliance Expert

    Ed Williams is a seasoned audit and risk management executive with over 20 years of experience leading SOX compliance initiatives, financial controls, and enterprise risk strategies. Known for his ability to bridge regulatory rigor with business agility, Ed has built a career designing scalable compliance frameworks that drive transparency, accountability, and operational excellence. His leadership spans both large financial institutions and mission-driven smaller enterprises, where his collaborative style and strategic insight create lasting organizational impact.

    David Cook, CPA, CIA, CRMA | Senior Audit Executive | Global Risk Strategist & Process Improvement Leader

    David Cook is a highly respected senior audit executive and global risk strategist with over 37 years of leadership experience in the financial services industry. Known as a “Master Problem Solver,” David has driven transformational change across internal audit, fraud investigation, and enterprise risk functions—both domestically and internationally. As a CPA, CIA, and CRMA, his career is marked by strategic innovation, process improvement, and a deep commitment to mentoring the next generation of leaders. With a passion for helping organizations navigate complexity and enhance governance, David is now focused on board service where he can continue to make a meaningful impact.

    Theodore Roknich: Enterprise Risk and Audit Executive with Expertise in Financial Services

    Theodore Roknich is a seasoned enterprise risk and audit executive with over 25 years of experience in financial services, specializing in risk management, internal audit, regulatory compliance, and financial controls. Throughout his career, he has built and led audit and risk management functions, ensuring compliance, strengthening governance, and mitigating financial and operational risks. As a trusted advisor to executive leadership and board committees, he has successfully developed risk management strategies, integrated data analytics into audit processes, and enhanced regulatory compliance frameworks. Currently serving as Enterprise Risk Manager at Horizon Bank, he continues to provide strategic oversight, aligning risk management with business objectives and regulatory expectations. His leadership and expertise have played a critical role in improving financial oversight, operational resilience, and governance within the institutions he has served.