H. Humphrey McKenzie, Operational Risk Executive at Wells Fargo – Retired, is a distinguished leader in operational risk management with over two decades of experience in the financial services industry. Residing in Chanhassen, MN, Mr. McKenzie has consistently driven growth and ensured compliance throughout his career.
At Wells Fargo, he played a pivotal role as an Operational Risk Executive, providing independent oversight for business activities, demonstrating his expertise in mitigating risks and enhancing strategic operations. His tenure also included serving as the Head of Operational Risk Review, where he built and led a team dedicated to risk-based evaluation of operational risk events, showcasing his exceptional team-building and management skills.
Before these roles, he served as Audit Director – Operational Risk and Senior Audit Manager – Operational Risk, where he honed his auditing acumen and fortified the bank’s control environment. Prior to joining Wells Fargo, Mr. McKenzie made significant contributions to Ally Financial Inc. as Director – Operational Risk, where he was pivotal in creating a Basel II compliant enterprise risk framework.
Mr. McKenzie’s career also includes notable positions at GMAC Financial Services, GMAC Enterprise Risk Services, and GMAC ResCap, where he developed comprehensive spreadsheet validation programs and upheld strict compliance with Sarbanes-Oxley Act standards. His early career at TCF Bank saw him rapidly advancing through various roles, implementing process improvements that significantly cut financial month-end processing times.
A proponent of continuous learning, Mr. McKenzie holds a Master’s degree in Organizational Leadership from Crown College and a B.S. in Accounting from Saint John’s University. As a Certified Public Accountant (CPA), he embodies the highest standards of integrity and professionalism in the field of finance.
Character: H. Humphrey McKenzie is a distinguished leader known for his integrity, professionalism, and commitment to continuous improvement in the financial services industry.
Knowledge: With over two decades of experience, Mr. McKenzie has an extensive background in operational risk management, auditing, and compliance, particularly within major financial institutions.
Strategic: Throughout his career, he has successfully implemented comprehensive governance frameworks, strategic risk management practices, and innovative solutions that align with organizational objectives.
Communication: Mr. McKenzie excels in building strong relationships with cross-functional stakeholders, fostering open communication, and empowering teams through mentorship and training.
