Dawn Stump is a distinguished senior executive and regulatory thought leader in both domestic and international financial services, renowned for her strategic expertise in identifying potential risks and systemic solutions within highly regulated sectors. With a comprehensive leadership background, Dawn has notably served as one of five Senate-confirmed Commissioners at the Commodity Futures Trading Commission (CFTC), overseeing policy direction and spearheading advanced internal planning for a talent base exceeding 700 professionals.
During her tenure at the CFTC, Dawn’s impact extended across diverse realms, including the regulation of derivatives markets involving substantial notional values. Her global influence was further evident in her representation of the U.S. on the Board of Directors of the International Organization of Securities Commissions, fostering international regulatory standards and initiatives.
Recognized for her commitment to education and innovation, Dawn developed a pioneering primer on cryptocurrency derivatives regulation, enhancing understanding among stakeholders. Her strategic vision was instrumental in elevating enterprise-wide risk management practices, implementing robust data protection procedures, and fortifying responses to potential cyber threats at the CFTC.
Dawn’s multifaceted career trajectory spans leadership roles in prestigious organizations like NYSE Euronext, the Futures Industry Association, and pivotal advisory positions within the U.S. Senate and House of Representatives. Her profound expertise in regulatory matters impacting corporate governance is further demonstrated by her board service. She is an independent director and member of the regulatory oversight committee at Railbird Exchange and an independent non-executive director on the board of Global Digital Finance, where she serves as chair of the regulatory forum and on the nominating committee.
Armed with a Bachelor of Science degree from Texas Tech University, Dawn Stump’s strategic acumen, regulatory insight, and commitment to fostering innovation continue to influence and shape the landscape of financial services, safeguarding investor interests and guiding policy toward impactful governance strategies.
Character: Dawn Stump embodies integrity, astuteness, and dedication, fostering trust and respect through her commitment to excellence and ethical governance within the highly regulated financial sectors.
Knowledge: With a wealth of regulatory experience in domestic and international financial services, Dawn possesses extensive expertise in identifying risks, devising systemic solutions, and influencing policy direction across diverse and complex financial landscapes.
Strategic: Dawn Stump excels in strategic planning, evident through her leadership roles at the Commodity Futures Trading Commission (CFTC) and various financial organizations, driving initiatives to fortify regulatory standards, enterprise risk management, and cybersecurity protocols.
Communication: Dawn adeptly communicates complex regulatory matters, leveraging her expertise to educate diverse stakeholders, policymakers, and industry professionals through initiatives such as primers on cryptocurrency derivatives, fostering a more informed and collaborative financial services ecosystem.
