Dawn Stump: A Trailblazing Regulatory Thought Leader in Global Financial Services

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    Dawn Stump is a distinguished senior executive and regulatory thought leader in both domestic and international financial services, renowned for her strategic expertise in identifying potential risks and systemic solutions within highly regulated sectors. With a comprehensive leadership background, Dawn has notably served as one of five Senate-confirmed Commissioners at the Commodity Futures Trading Commission (CFTC), overseeing policy direction and spearheading advanced internal planning for a talent base exceeding 700 professionals.

    During her tenure at the CFTC, Dawn’s impact extended across diverse realms, including the regulation of derivatives markets involving substantial notional values. Her global influence was further evident in her representation of the U.S. on the Board of Directors of the International Organization of Securities Commissions, fostering international regulatory standards and initiatives.

    Recognized for her commitment to education and innovation, Dawn developed a pioneering primer on cryptocurrency derivatives regulation, enhancing understanding among stakeholders. Her strategic vision was instrumental in elevating enterprise-wide risk management practices, implementing robust data protection procedures, and fortifying responses to potential cyber threats at the CFTC.

    Dawn’s multifaceted career trajectory spans leadership roles in prestigious organizations like NYSE Euronext, the Futures Industry Association, and pivotal advisory positions within the U.S. Senate and House of Representatives. Her profound expertise in regulatory matters impacting corporate governance is further demonstrated by her board service.  She is an independent director and member of the regulatory oversight committee at Railbird Exchange and an independent non-executive director on the board of Global Digital Finance, where she serves as chair of the regulatory forum and on the nominating committee.

    Armed with a Bachelor of Science degree from Texas Tech University, Dawn Stump’s strategic acumen, regulatory insight, and commitment to fostering innovation continue to influence and shape the landscape of financial services, safeguarding investor interests and guiding policy toward impactful governance strategies.

    Character: Dawn Stump embodies integrity, astuteness, and dedication, fostering trust and respect through her commitment to excellence and ethical governance within the highly regulated financial sectors.

    Knowledge: With a wealth of regulatory experience in domestic and international financial services, Dawn possesses extensive expertise in identifying risks, devising systemic solutions, and influencing policy direction across diverse and complex financial landscapes.

    Strategic: Dawn Stump excels in strategic planning, evident through her leadership roles at the Commodity Futures Trading Commission (CFTC) and various financial organizations, driving initiatives to fortify regulatory standards, enterprise risk management, and cybersecurity protocols.

    Communication: Dawn adeptly communicates complex regulatory matters, leveraging her expertise to educate diverse stakeholders, policymakers, and industry professionals through initiatives such as primers on cryptocurrency derivatives, fostering a more informed and collaborative financial services ecosystem.


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    Lisa Williams
    Lisa Williams
    Lisa Williams is a versatile professional with a strong track record in marketing, business ownership, and interior design. Currently, as the Marketing Director at Boardsi since February 2021, she has been a driving force behind the company's branding and strategy. Her creative vision and strategic insight have been instrumental in Boardsi's growth and success. With a history of entrepreneurial ventures, Lisa owned Tootsies Shoes, a boutique from February 2017 to September 2019, where she managed sales, accounts, buying, and merchandising. Earlier, at Pottery Barn, she excelled as a Sales and Interior Design Specialist from February 2008 to May 2016, bringing her talent for creating appealing living spaces and exceptional customer service. Lisa's educational foundation was laid at California State University, Chico, where she earned her bachelor's degree in Interior Design in 2004, coupled with active involvement in the Alpha Delta Pi Sorority.