After more than 40 years in securities law and regulatory leadership, I’m proud to share my executive biography. It reflects my career journey—from my time at the SEC and FINRA to building my own practice—and the values that continue to drive my work in compliance, governance, and enforcement.

Excited to share my professional journey and the values that drive my work. With over 26 years of experience in the financial services industry, I’ve had the privilege of leading compliance, risk management, and strategic initiatives across various sectors, while staying true to my personal motto: 'Get It Done, No Excuses.' I’ve always been committed to delivering results with integrity, fostering innovation, and ensuring that organizations operate in a transparent, ethical manner. If you’re interested in learning more about my experience or connecting, check out my full bio below!