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Tag: compliance

Tom Quigley: Distinguished General Counsel, Nationally Prominent Litigator and Strategic Legal and Business Advisor

Thomas Quigley is a distinguished legal executive with a proven track record in public transportation law, complex litigation, and nonprofit governance. As General Counsel of the New York Metropolitan Transportation Authority, he led a legal team of over 400 professionals, consolidated six separate legal departments, and played a key role in shaping policy alongside executive leadership and government officials. With over 25 years as a senior partner at Winston & Strawn LLP, he built a reputation as a top-tier trial lawyer and strategic advisor, handling high-stakes litigation across multiple industries. His expertise extends to compliance, risk management, corporate governance, and cybersecurity, reinforced by an M.S. in Nonprofit Management from Columbia University. Recognized by industry leaders for his legal acumen and leadership, Quigley continues to bring strategic vision and ethical leadership to every role he undertakes.

Linda Prager: A Visionary Leader in Risk and Compliance. Driving Sustainable and Scalable Solutions in Financial Services.

I am excited to share my executive biography, detailing my journey in financial risk management, compliance, and governance. With over 30 years of experience across top global institutions, I have built sustainable risk frameworks, led regulatory compliance initiatives, and optimized operational resilience. I am now looking to leverage my expertise by serving on a board and contributing to strategic risk governance.

Chip Armbruster: Real Estate & Estate Planning Legal Expert

Chip Armbruster is a seasoned legal professional specializing in real estate law, estate planning, and trust administration. As the Managing Member of Tomasetti Law, LLC, he brings nearly 15 years of expertise in guiding clients through complex legal transactions with a strategic and client-focused approach. His background includes a decade of legal practice, experience in higher education as an adjunct professor, and early career roles in academic advising and compliance. With a Juris Doctor from Widener University School of Law and a foundation in kinesiology and exercise science from Indiana University Bloomington, Chip combines legal acumen with a broad perspective on business and compliance matters. His leadership, knowledge, and commitment to client success continue to drive the excellence of his practice.

Thomas Abbatiello: Expert Compliance Executive.

With over 25 years of experience guiding organizations through complex compliance landscapes, I'm committed to leveraging my expertise to drive growth and safeguard reputations. To learn more about my professional journey, here is my biography.

Lisa Hollingshead: Experienced Commercial Lending Executive Focused on Portfolio and Relationship Management

Lisa Hollingshead is a seasoned commercial lending executive with extensive experience in portfolio management, credit risk assessment, and relationship development. As Vice President, Portfolio Manager II at Community West Bank, she plays a pivotal role in managing loan portfolios, ensuring compliance, and fostering client relationships to support business growth. With a strong background in SBA, USDA, and EDA loan programs, Lisa combines financial expertise with a strategic approach to risk management and business development. Her commitment to customer service, teamwork, and operational excellence has made her a trusted leader in the financial industry.

Adam S. Plotkin | Executive Leader in Financial Services, Investment Management, and Compliance

Adam S. Plotkin is a seasoned executive with over 25 years of experience in financial services, investment management, and compliance. A strategic leader with a strong focus on regulatory oversight, risk management, and client engagement, Adam has successfully guided organizations through growth, operational improvements, and industry challenges. His expertise spans RA money management, SEC evaluation, and portfolio oversight, making him a trusted advisor in the investment sector. Beyond his corporate achievements, Adam is a dedicated mentor and community leader, actively serving on boards and committees, particularly within the Jewish community. A passionate advocate for fostering creativity and empowering others, Adam is now seeking board and advisory roles where he can leverage his deep expertise to help organizations evolve and thrive.

Navigating the Complexities of Fund Accounting: Insights from a Director

Fund accounting is a nuanced field that demands a balance of technical precision, strategic thinking, and adaptability. Unlike traditional corporate accounting, its focus lies in ensuring compliance, transparency, and accuracy in areas like net asset value (NAV) calculations and investor reporting. Drawing from over two decades of experience, the author shares key strategies, emphasizing the importance of robust internal controls, leveraging advanced technologies to streamline operations, and staying proactive with compliance. Equally vital is fostering a collaborative team culture and embracing continuous improvement to navigate evolving regulations and market demands. By blending expertise with innovation, fund administrators can excel in a dynamic financial landscape.

Peter L. Watson: Accomplished Legal Executive Driving Corporate Strategy and Governance

Peter L. Watson is an accomplished legal executive with extensive expertise in corporate governance, compliance, mergers and acquisitions, and risk management. As General Counsel for a leading industrial distributor and manufacturer, he plays a critical role in shaping corporate strategy, mitigating risks, and ensuring regulatory compliance across global operations. With over two decades of experience spanning industries such as energy, manufacturing, and finance, he has successfully led complex transactions, developed comprehensive compliance frameworks, and advised executive leadership on high-stakes legal and business matters. His strategic mindset, strong negotiation skills, and ability to align legal functions with corporate objectives have made him a trusted advisor to boards and management teams, driving business growth and operational excellence.

Keith A. Wurzbacher, Esq. “Innovating Legal Solutions, Protecting Business Growth.”

I am pleased to share my professional biography, highlighting my experience in intellectual property, corporate governance, and compliance. With a passion for helping businesses protect their assets and navigate legal complexities, I have worked across multiple industries to provide strategic legal guidance.

William D. Crowe: Trial Attorney and Founding Partner of Crowe, Rowe & Dunn

William D. Crowe is a seasoned trial attorney and the founding partner of Crowe, Rowe & Dunn, a boutique law firm in Boston specializing in civil litigation, family law, probate litigation, and criminal defense. With over 47 years of legal experience, Bill has successfully represented individuals, families, and corporations in high-stakes legal matters, including first-degree murder trials, complex business disputes, and high-net-worth divorces. His expertise in crisis management, contract negotiation, and strategic litigation has made him a trusted advocate in both state and federal courts. Beyond the courtroom, Bill has been a trial practice instructor, a public speaker on legal issues, and an active community leader, serving on various boards and charitable committees. As he transitions from intensive trial practice, he is seeking board service opportunities where his legal acumen, strategic insight, and leadership experience can provide value to organizations in need of expert guidance.

The Role of a COO in Driving Operational Excellence

The role of the Chief Operating Officer (COO) has evolved significantly, particularly in asset management, where the rapid advancement of technology and shifting client expectations have redefined operational priorities. Once focused primarily on trade reconciliation and reporting, today’s COOs must leverage data analytics, cybersecurity, and automation to enhance efficiency and maintain a competitive edge. They play a crucial role in translating strategic vision into action, optimizing processes, and fostering a culture of accountability and innovation. As businesses increasingly rely on data-driven decision-making, COOs must ensure seamless integration of new technologies while managing risk, regulatory compliance, and financial oversight. This dynamic role demands adaptability, strategic thinking, and strong leadership to drive operational excellence and long-term growth.

Les Cox: A Strategic Innovator in Organizational Excellence

Les Cox is a seasoned executive leader with over 20 years of experience driving strategic organizational growth, operational excellence, and sustainability across the energy and manufacturing sectors. Known for his ability to challenge conventional thinking, he has successfully led the integration of safety, health, and environmental practices into global business operations, significantly improving performance in high-risk industries. His expertise in risk management, governance, and compliance has shaped multinational operations, overseeing revenues exceeding $1 billion across 26 countries. With a strong foundation in strategic leadership and regulatory expertise, Les continues to influence the future of organizations by implementing forward-thinking solutions that drive sustainable success.

Eugene Marshall, Jr: A Transformative Leader in the Sports and Entertainment Industry as well as a successful Business Executive.

Eugene Marshall is a highly accomplished sports industry and business executive with over 44 years of leadership experience in intercollegiate athletics and corporate enterprise. As the **Director of Athletics at Binghamton University**, he oversees a $34 million NCAA Division I program, driving record-breaking revenue growth, strategic facility enhancements, and championship-level success. Marshall’s expertise in financial management, corporate partnerships, compliance, and student-athlete development has shaped winning cultures at multiple institutions, including **Hampton University, Iona University, and the United States Military Academy at West Point**. His ability to execute transformative initiatives, such as conference realignment and multimillion-dollar fundraising efforts, underscores his strategic acumen and vision for sustainable growth. A respected leader, he is committed to fostering **academic excellence, diversity, and student-athlete welfare**, leaving a lasting impact on every program he serves.

Data Mining for Business Efficiency

In today’s data-driven landscape, data mining has become a vital tool for optimizing operations and enhancing decision-making across industries. For healthcare organizations like Blue Cross Blue Shield of Michigan (BCBSM), data mining offers powerful insights to improve customer experiences, streamline processes, and manage risks. This article explores the benefits of data mining, including predictive modeling, process optimization, and anomaly detection, while providing practical strategies for successful implementation. Senior managers play a key role in fostering a data-driven culture, investing in robust infrastructure, and ensuring compliance with data security regulations. As data mining evolves with AI, IoT, and big data, it will continue to shape the future of business efficiency and healthcare outcomes.

Joel Frenette: A Strategic and Transformational Technology Leader

Joel Frenette is an accomplished technology leader with over 22 years of experience driving innovation and executing large-scale IT initiatives across artificial intelligence, cybersecurity, infrastructure, and data analytics. As a dual MBA candidate with certifications including PMP, SMC, and ITIL, he combines technical expertise with strategic vision to lead high-impact projects that optimize business operations and enhance customer experiences. Currently a Senior Technical Program Manager at NextEra Energy, he spearheads multi-million-dollar AI-driven transformations while serving as a Fractional CTO for multiple organizations, implementing cutting-edge CRM, automation, and digital solutions. A skilled communicator and results-driven strategist, Joel consistently delivers cost-saving efficiencies, scalable technology solutions, and forward-thinking IT strategies that align with long-term business objectives.

David Cook: Trailblazer in Enterprise Security and IT Leadership

David Cook is a seasoned executive with extensive experience as a Chief Information Security Officer (CISO), advisor, and mentor, specializing in developing and leading world-class security programs for both startups and large enterprises. With a proven track record of scaling a company from $100 million to over $30 billion, Cook has successfully implemented security frameworks such as ISO 27001, SOC 2, HiTRUST, and FedRAMP across multiple organizations. He excels in aligning security strategies with business objectives, driving compliance, and enhancing operational efficiency. His expertise spans information security architecture, risk management, and IT operations, making him a trusted leader in the cybersecurity domain. Currently, as CISO at Sequoia Consulting Group, Cook is responsible for safeguarding the company’s physical and digital assets, while his advisory roles at Wiz and Gigamon further underscore his influence in the industry.