Stephen Celona III is a distinguished financial executive with over 40 years of leadership experience in investment banking, institutional equity sales, and auditing. Recognized for his unparalleled ability to cultivate relationships and generate strategic business growth, Stephen has been at the forefront of financial services innovation throughout his career. His reputation as a collaborative leader, trusted advisor, and growth strategist has earned him the confidence of colleagues and clients alike.

Stephen began his career at KPMG, one of the world’s leading professional services firms, where he honed his expertise as a Senior Audit Manager. During his nearly decade-long tenure, Stephen was entrusted with overseeing independent audit engagements, ensuring compliance with stringent quality control standards, and providing technical leadership. His time in KPMG’s Department of Professional Practice (DPP) in New York gave him the unique responsibility of guiding global offices and setting firm-wide policies, showcasing his attention to detail, analytical prowess, and technical excellence.

Building on his robust accounting foundation, Stephen transitioned to investment banking, a move that would define the next three decades of his career. Joining Bank of America Merrill Lynch in 1999, Stephen quickly distinguished himself as a Managing Director in US Equity Sales. Over the course of 23 years, he became instrumental in driving revenues exceeding $100 million by developing and strengthening long-term partnerships with some of the world’s largest institutional clients, including BlackRock, Millennium, and the Government of Singapore Investment Corporation.

Stephen played a pivotal role in several notable IPO launches, including high-profile companies such as Uber, Meta (Facebook), Lululemon, and YETI. His ability to deliver exceptional outcomes came from his keen understanding of market dynamics, strategic go-to-market planning, and consultative selling. He was consistently recognized for his leadership in uncovering opportunities and successfully aligning client needs with Merrill Lynch’s full suite of products and services, including derivatives, prime brokerage financing, and structured investments.

As a mentor and recruiter, Stephen has significantly impacted the next generation of financial professionals. He was an active participant in campus recruiting programs, identifying and cultivating top-tier talent through internships and mentorship. His focus on collaboration, communication, and leadership development reflects his dedication to building empowered and high-performing teams.

Stephen’s professional achievements are underpinned by his strong educational background. He holds a Bachelor of Science in Accounting and a Master’s Degree in Taxation from Bryant University. His CPA certification, coupled with his Series 7 and Series 63 licenses, highlights his deep commitment to professional excellence and continuous learning.

Stephen’s career has been marked by his ability to deliver results across all areas of responsibility. His leadership style emphasizes trust, transparency, and integrity—principles that have consistently set him apart. Whether he is advising institutional investors, leading complex audits, or mentoring future leaders, Stephen brings an unwavering dedication to doing what is right and driving sustainable success.

Outside of his professional life, Stephen is deeply committed to health and wellness, with personal passions that include golf, skiing, and reading. He also serves as Treasurer of his Summit Square Condo Association, reflecting his ongoing commitment to community leadership and stewardship.

Stephen’s global perspective, gained through his international engagements in Singapore, adds further depth to his understanding of financial markets and client needs. His strategic mindset, analytical expertise, and relationship-driven approach have made him a sought-after advisor for clients navigating the complexities of global finance.

Through decades of experience, Stephen has demonstrated his ability to combine technical excellence, leadership, and strategic vision to drive business growth and inspire teams to succeed. His career is a testament to his adaptability, resilience, and unwavering focus on delivering value.

Character:

Stephen Celona is a leader who exemplifies integrity, trust, and accountability in every aspect of his work. His unwavering commitment to doing what is right has earned him the respect and confidence of colleagues, clients, and teams throughout his career.

Knowledge:

With over 40 years of experience in investment banking, equity sales, and auditing, Stephen brings a wealth of expertise to the table. His deep understanding of financial markets, IPO execution, and client solutions reflects his commitment to professional excellence and delivering measurable results.

Strategic:

Stephen is a proven strategist with the ability to identify growth opportunities, align organizational goals, and execute go-to-market strategies that drive revenue. His leadership has played a key role in launching major IPOs, fostering client relationships, and uncovering new business avenues for sustainable success.

Communication:

Stephen’s success is rooted in his ability to build trust through clear, collaborative, and impactful communication. Whether mentoring teams, advising clients, or leading initiatives, he combines exceptional listening skills with a relationship-driven approach to deliver results.